Reg D Private Offering Execution Checklist: How to Run a 506(b) or 506(c) Raise Without Losing the Exemption
A practical checklist for running a private placement under Rule 506(b) or 506(c), from investor qualification and solicitation rules to documents, closing, and Form D.
Participating Preferred in Growth Equity: How a Double-Dip Certificate of Designation Rewrites Exit Economics
An owner-side guide to double-dip participating preferred stock, focusing on liquidation waterfalls, dividends, control terms, and the certificate issues that drive later-stage economics.
Private Company Governance Hygiene: Board Composition, Committees, and Succession Planning Before a Financing, Audit, or Exit
A practical private-company governance guide covering board structure, committee choices, decision hygiene, and succession planning before investors or buyers start asking questions.
Founder Commentary on a Private Equity Stockholders Agreement
This companion post walks article by article through the founder-facing pressure points in a
Private Equity Founder’s Stockholders Agreement
Private Equity Founder’s Stockholders Agreement A founder-focused, sponsor-control model form for rollover equity, management co-investment,
Startup Change-in-Control Carve-Out Plans: When Underwater Equity Stops Retaining Talent and What Boards Need to Watch
A practical guide to startup change-in-control carve-out plans, including pool sizing, funding allocation, Trados fairness concerns, 409A, 280G/4999, and a board-level design checklist.
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